Tokyo Commodity Exchange Consolidated Financial Statements For The Year Ended...
Click here to download Tokyo Commodity Exchange's consolidated financial statements for the year ended March 31, 2015 and the independent auditors' report.
View ArticleHong Kong's Securities And Futures Commission Suspends Ko Cho Ting For Two Years
The Securities and Futures Commission (SFC) has suspended Mr Ko Cho Ting for two years from 2 August 2016 to 1 August 2018 for executing suspicious client orders and operating a secret securities...
View ArticleFTC To Host FinTech Forum On Crowdfunding And Peer-To-Peer Payments On Oct. 26
The Federal Trade Commission will host its second FinTech Forum on Oct. 26, focusing on two topics of increasing interest to consumers: crowdfunding and peer-to-peer payment systems. The event is...
View ArticleOffice Of The Comptroller Of The Currency: Peggy Sherry Named Deputy Chief...
The Office of the Comptroller of the Currency (OCC) today announced the selection of Peggy Sherry to be the agency’s Deputy Chief Financial Officer.read more...
View ArticleCFTC Orders Georgia Resident Jonathan A. Parker and His Company QuantX...
The U.S. Commodity Futures Trading Commission (CFTC) entered an Order requiring Jonathan A. Parker and QuantX Capital, LLC, both of Marietta, Georgia, jointly and severally to pay a $680,000 civil...
View ArticleBorsa Italiana Monthly Update July 2016
Click here to download Borsa Italiana's monthly update for July 2016.
View ArticleIntercontinental Exchange Reports Seventh Consecutive Quarter Of Double-Digit...
Intercontinental Exchange (NYSE: ICE), the leading global network of exchanges and clearing houses and provider of global data and listing services, today reported financial results for the second...
View ArticleNasdaq Filing Of Quarterly Report For Quarter Ended June 30, 2016
On August 3, 2016, Nasdaq filed its quarterly report on Form 10-Q for the quarter ended June 30, 2016 with the U.S. Securities and Exchange Commission. The Form 10-Q can be accessed on Nasdaq's website...
View ArticleIntercontinental Exchange Plans 5-For-1 Stock Split - Board Approves Third...
Intercontinental Exchange (NYSE: ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, announced today that its Board of Directors has approved...
View ArticleCFTC Orders Georgia Resident Jonathan A. Parker And His Company QuantX...
The U.S. Commodity Futures Trading Commission (CFTC) today entered an Order requiring Jonathan A. Parker and QuantX Capital, LLC (QuantX), both of Marietta, Georgia, jointly and severally to pay a...
View ArticleCFTC Orders Barclays Capital, Inc. To Pay $800,000 For Supervision Failures -...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Barclays Capital, Inc. (Barclays), a Connecticut corporation headquartered...
View ArticleAmman Stock Exchange: Launching The First Trading Session Of OTC Market
The Chief Executive Officer (CEO) of the Amman Stock Exchange (ASE) Nader Azar declared that on Thursday 4th August 2016, the first trading session of Over- The- Counter (OTC) Market was launched which...
View ArticleStatement Of CFTC Commissioner J. Christopher Giancarlo Regarding Final...
I respectfully dissent from the Commodity Futures Trading Commission’s (CFTC or Commission) final response in the SIFMA litigation.read more...
View ArticleClik here to view.
New Investment In Sinemia On Borsa İstanbul Private Market
Borsa Ä°stanbul Private Market, working towards the mission of bringing together technological start-ups with investors, continues its efforts with a new investment.Private cinema club Sinemia received...
View ArticleEEX New Participant: EP Commodities, a.s.
EP Commodities, a.s. has additionally been admitted to exchange trading for Italian Financial Power Futures and Options.read more...
View ArticleBats Reports Second Quarter Total Revenue Growth Of 11% - Non-Transaction...
Bats Global Markets, Inc. (Bats: BATS), a leading global exchange operator and provider of market data and other financial markets services, today reported net income of $18 million and adjusted...
View ArticleSEC Charges Cardiologist With Insider Trading On Confidential Drug Trial...
The Securities and Exchange Commission today charged a cardiologist with insider trading on confidential developments as he worked on a clinical drug trial. read more...
View ArticleFINRA Warns Investors About Boiler Room Scams - If You Get A Call Like This,...
Boiler room-style calls touting the next hot stock are alive and well, and they’re costing investors dearly, according to an Investor Alert issued today by the Financial Industry Regulatory Authority...
View ArticleISDA And IHS Markit Launch ISDA Amend 2.0
The International Swaps and Derivatives Association, Inc. (ISDA) and IHS Markit today announced the launch of ISDA Amend 2.0.read more...
View Article