FSB Publishes Progress Report To G20 On Action Plan To Assess And Address The...
The Financial Stability Board (FSB) today published its Progress report to the G20 on the FSB action plan to assess and address the decline in corresponding banking. The progress report is being...
View ArticleSEC Adopts Rules To Enhance Information Reported By Investment Advisers
The Securities and Exchange Commission today adopted amendments to several Investment Advisers Act rules and the investment adviser registration and reporting form to enhance the reporting and...
View ArticleIOSCO Good Practice for CIS Fees and Expenses seeks to enhance market efficiency
The Board of the International Organization of Securities Commission today published the final report on Good Practice for Fees and Expenses of Collective Investment Schemes (CIS), which aims to...
View ArticleReuters partners With ONEm To Bring Reuters News To A Global Audience Of...
Reuters, the world’s largest international multimedia news provider, today announced that it is partnering with mobile technology company ONEm to bring Reuters news content on mobile to millions of...
View ArticleSEC: Investment Advisers Paying Penalties For Advertising False Performance...
The Securities and Exchange Commission today announced penalties against 13 investment advisory firms found to have violated securities laws by spreading the false claims made by an investment...
View ArticleIOSCO Good Practice For CIS Fees And Expenses Seeks To Enhance Market Efficiency
The Board of the International Organization of Securities Commission today published the final report on Good Practice for Fees and Expenses of Collective Investment Schemes (CIS), which aims to...
View ArticleBGC Partners Announces Agreement To Acquire Perimeter Markets Inc., An...
BGC Partners, Inc. (NASDAQ: BGCP) ("BGC Partners," "BGC," or "the Company"), a leading global brokerage company servicing the financial and real estate markets, today announced that BGC1 has entered...
View ArticleTokyo Commodity Exchange: Trading And Rules Under The Next Generation System...
TOCOM next generation trading system is slated to go live on Tuesday, September 20, 2016.read more...
View ArticleHong Kong's Securities And Futures Commission: Market Misconduct Tribunal...
The Market Misconduct Tribunal (MMT) has found that Mr Andrew Left of Citron Research disclosed false or misleading information inducing transactions and so engaged in market misconduct under the...
View ArticleBOX Options Exchange Fee Schedule
Click here to download changes to the BOX fee schedule.
View ArticleSEC: Purported Green Technology Company Defrauding Investors
The Securities and Exchange Commission today charged a California-based company and two executives with using baseless financial projections and other misleading statements to defraud investors in a...
View ArticleSIFMA AMG Statement On SEC Rule Amendments For Reporting And Disclosure By...
SIFMA’s Asset Management Group (SIFMA AMG) today released the following statement from Timothy Cameron, managing director and head of SIFMA AMG, after the Securities and Exchange Commission...
View ArticleWeekly Top 5 Papers – August 26, 2016
1. Explaining Nationalist Political Views: The Case of Donald Trump by Jonathan Rothwell (Gallup)read more...
View ArticleNigerian Stock Exchange Weekly Report For Week Ending 26 August 2016
A turnover of 1.124 billion shares worth N13.839 billion in 15,625 deals were traded this week by investors on the floor of the Exchange in contrast to a total of 1.375 billion shares valued at N12.940...
View ArticleCFTC Commitments Of Traders Reports Update
The current reports for the week of August 23, 2016 are now available.read more...
View ArticleGender And Pay Equality – We Can And Must Do More - By Craig Donohue,...
As a husband and father, I am fortunate to have three strong women around me: my wife Elsa who was a trader and money manager, my oldest daughter Caity who is a lawyer in Chicago, and Kelsey, who will...
View ArticleReal Ambition: Quit Dreaming and Create Success Your Way
What kind of successful person do you want to be? If you think being ambitious is a negative trait, it's time to think again. Real Ambition will help you understand why some people achieve their...
View ArticleHow to Do Systems Analysis: Primer and Casebook
Presents the foundational systemic thinking needed to conceive systems that address complex socio-technical problemsread more...
View ArticleFinTech Innovation: From Robo-Advisors to Goal Based Investing and Gamification
FinTech Innovation examines the rise of financial technology and its growing impact on the global banking industry. Wealth managers are standing at the epicenter of a tectonic shift, as the balance of...
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Solutions Manual to Accompany Introduction to Quantitative Methods in...
Solutions Manual to accompany Introduction to Quantitative Methods in Business: With Applications Using Microsoft® Office Excel® Read More...
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