Effectiveness And Proportionality: Our Financial Crime Priorities - Speech By...
Speaker: Rob Gruppetta, Head of the Financial Crime DepartmentEvent: FCA Financial Crime Conference, LondonDelivered: 10 November 2016Note: this is the speech as drafted and may differ from delivered...
View ArticleSecurities And Exchange Board Of India Visit To Tehran Stock Exchange
On Monday 14 November 2016, the Chairman of the Securities and Exchange Board of India paid a visit to the Tehran Stock Exchange.read more...
View ArticleSmart Contracts Pioneer Symbiont Fortifies Board Of Directors - Appoints...
Symbiont has appointed former SEC Commissioner Daniel Gallagher and Todd Ruppert, former CEO and President of T.Rowe Price Global Investment Services, to its Board of Directors. These appointments...
View ArticleTehran Stock Exchange: Dr. Hassan Ghalibaf Asl Re-Elected Chief Executive
In the first session of the new board of directors meeting at Tehran Stock Exchange, Dr. Hassan Ghalibaf Asl was re-elected as the Exchange’s chief executive for the fifth consecutive term.read more...
View ArticleUllink And Alpha Omega Join Forces To Deliver FIX-Based Post Trade Processing...
Ullink, the global provider of electronic trading and connectivity solutions to the financial community, and Alpha Omega, an innovator in post-trade technology, today announced a strategic partnership...
View ArticleSimCorp Partners With Cassini Systems To Enhance Its Front Office Offering
SimCorp, a leading provider of investment management solutions and services for the global financial services industry, and Cassini Systems, a provider of pre-trade analytics solutions for OTC...
View ArticleMIAX Options Holiday Schedule - Thanksgiving 2016
Please be advised the MIAX Options Exchange will be closed on Thursday, November 24, 2016 in observance of the Thanksgiving Holiday. On Friday, November 25, 2016, the MIAX will have an abbreviated...
View ArticleACER Calls For Limiting The Discrimination Between Internal And Cross-Zonal...
ACER publishes today a Recommendation on the common capacity calculation and redispatching and countertrading cost sharing methodologies. This Recommendation establishes a set of high-level principles...
View ArticleNew db X-trackers Smart Beta ETF On Euro-Zone Companies Tradable On Xetra -...
A new db x-trackers ETF from the Deutsche Asset Management ETF product family has been available for trading on Xetra and Börse Frankfurt since Tuesday.read more...
View ArticleESMA Defines Common Supervisory Approach For CCPs’ Service Extensions...
The European Securities and Markets Authority (ESMA) has issued today an opinion defining a common supervisory approach for supervisors dealing with central counterparties (CCPs) wishing to extend...
View ArticleCME Group Announces Sir Tim Berners-Lee As The 2016 Melamed-Arditti...
CME Group's Center for Innovation today announced that Sir Tim Berners-Lee, inventor of the World Wide Web and Founding Director, World Wide Web Foundation, is the 12threcipient of the CME Group...
View ArticleSIFMA Statement On SEC Chair Mary Jo White’s Departure Announcement
SIFMA today issued the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, on SEC Chair Mary Jo White’s announced departure plans:read more...
View ArticleSIFMA’s Board Of Directors Announces Newly Elected Officers
The Board of Directors of SIFMA announced that it has elected several directors to leadership positions on the Board for 2017. The new principal officers include:read more...
View ArticleCUSIP Data Forecasts Surge In U.S. Corporate And Muni Debt Issuance -...
CUSIP Global Services (CGS) today announced the release of its CUSIP Issuance Trends Report for October 2016. The report, which tracks the issuance of new security identifiers as an early indicator of...
View ArticleIPC To Offer Connexus® Cloud Customers Secure, Seamless, Global Access To...
IPC, a leading global provider of secure, compliant communications and networking solutions for the financial markets community, today announced the expansion of its relationship with Equinix. IPC has...
View ArticlePodcast episodes for economics classes
Here are some great podcast episodes for economic classes. Â I use them (either reference them or make them available to my students). Â Remember, my linking to them is not an endorsement of everything...
View ArticleProduction and Maintenance Optimization Problems: Logistic Constraints and...
This book focuses on industrial constraints such as subcontracting, warranty, and quality in manufacturing and logistic fields and gives new integrated maintenance strategies. It presents new...
View ArticleTestimony On “Examining The SEC’s Agenda, Operations, And FY 2018...
Chairman Hensarling, Ranking Member Waters, and Members of the Committee:read more...
View ArticleFIA: October 2016 SEF Tracker Now Available Online
Total trading volume on SEFs averaged $419.0 billion per day during the month of October, with a decrease of 13.6% from the previous month and 1.9% from October 2015. Please click the links below to...
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