ESMA Updates Its EMIR Q&A
The European Securities and Markets Authority (ESMA) has issued today an update of its Q&A on practical questions regarding the European Markets Infrastructure Regulation (EMIR).read more...
View ArticleCME Group Announces Record Open Interest
CME Group, the world's leading and most diverse derivatives marketplace, today announced it set a total open interest record of 110.1 million on February 3. The new record surpassed the previous open...
View ArticleSEC Announces Advisory Committee On Small And Emerging Companies Members -...
The Securities and Exchange Commission today announced the members of its Advisory Committee on Small and Emerging Companies. The advisory committee was established in 2011 and has been renewed twice...
View ArticleTMX Group Consolidated Trading Statistics â January 2016
TMX Group Limited today announced January 2016 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha), Montréal Exchange (MX) and NGX.read...
View ArticleMoscow Exchange Launches Small/Mid-Cap Indices
Moscow Exchange is rolling out two new benchmark indices for mid- and small-cap stocks, the MICEX SMID Index (MCXSM) and the RTS SMID Index (RTSSM), denominated in Russian rubles and US dollars,...
View ArticleTOM MTF Welcomes Maven Derivatives As A New Member
Maven Derivatives (‘Maven’) has become a Member on TOM MTF as of 4 February 2016 and will start quoting as Market Maker in options. With the connection of Maven, TOM MTF expects to further enhance the...
View ArticleFederal Court Orders Florida-Based Worth Group Inc. And Its Principals,...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that the U.S. District Court for the Southern District of Florida entered a Consent Order of Permanent Injunction against Defendants...
View ArticleSpeech of Commissioner Sharon Y. Bowen at George Washington Law, 2016 Manuel...
Speech of Commissioner Sharon Y. Bowen at George Washington Law, 2016 Manuel F. Cohen Lecture
View ArticleDark Pools Turned Out to Be Really Murky
Dark Pools Turned Out to Be Really Murky https://t.co/oREx9xzsHE â John Lothian (@JohnLothian) February 2, 2016
View ArticleCommissioner J. Christopher Giancarlo Releases Podcast About 6 Mega-Trends...
Commissioner J. Christopher Giancarlo Releases Podcast About 6 Mega-Trends Facing 21st Century Financial Markets
View ArticleSpeech Of CFTC Commissioner Sharon Y. Bowen At George Washington Law, 2016...
Introductionread more...
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Wiley Announces The Discussion Book
Build teams, make better decisions, energize groups, and think out of the box Read More...
View ArticleDo I Need To Worry About Benchmark Regulation? Speech By Edwin Schooling...
Firstly let me thank the Chartered Institute for inviting me to speak to this essay question. Do I need to worry about benchmark regulation? Actually, I’d like to begin my answer with a different...
View ArticleCFTC Commissioner J. Christopher Giancarlo Releases Podcast About 6...
Today, Commissioner J. Christopher Giancarlo released a Podcast about 6 “mega-trends” facing 21st century financial markets. The podcast released today closely follows the guest lecture he provided on...
View ArticleIndependence, Confidence And Fairness - Speech By Tracey McDermott, Acting...
Thank you. And let me thank Bloomberg for the opportunity to speak today.read more...
View ArticleFederal Court In Florida Orders Restitution, A Civil Monetary Penalty, And...
The U.S. Commodity Futures Trading Commission (CFTC) today announced that a federal court in Fort Lauderdale, Florida, issued a Consent Order against Defendant Robert Tripode of Boynton Beach, Florida,...
View ArticleSEC: Miami Firm Broke Anti-Money Laundering Protocols
The Securities and Exchange Commission today announced that a Miami-based brokerage firm agreed to pay a $1 million penalty to settle charges that it violated anti-money laundering rules by allowing...
View ArticleBritish Columbia Securities Commission Announces New Enforcement And Capital...
The British Columbia Securities Commission (BCSC) yesterday announced the appointments of Peter Brady as Director of Enforcement, and Mark Wang as Director of Capital Markets Regulation. read more...
View ArticleMIAX Options: PLMM Assignments For February 5, 2016
Please be advised that the Primary Lead Market Maker (PLMM) roles in the option classes listed below will be re-assigned to the following firms effective for trading Friday, February 5, 2016.read more...
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